Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Shannon Rachael KellyUBS Financial Services Inc.Key Investment Services LLC09-05-2019
Mary Talbott JohnsonUBS Financial Services Inc.Charles Schwab & Co., Inc.08-23-2019
Lauren Michelle KennedyUBS Financial Services Inc.E*TRADE Securities LLC01-17-2019
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
Ryan James HalleranUBS Financial Services Inc.Wells Fargo Clearing Services, LLC03-02-2018
Christine Ann GustafsonUBS Financial Services Inc.Charles Schwab & Co., Inc.02-01-2018
Peter NooneUBS Financial Services Inc.Principal Securities, Inc.01-08-2018
Robert N. Chenier Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-21-2016
David Michael WrightUBS Financial Services Inc.Scottrade, Inc.04-12-2016
Amit Pravin TrivediUBS Financial Services Inc.EK Riley Investments, LLC03-03-2016
Kyle Ashley FredericksonUBS Financial Services Inc.Lord Abbett Distributor LLC10-12-2015
Dana Marie FerrellUBS Financial Services Inc.Ameriprise Financial Services, LLC$2507-29-2015
Norman Weaver Jr.UBS Financial Services Inc.Ameriprise Financial Services, LLC07-24-2015
Lori WeaverUBS Financial Services Inc.Ameriprise Financial Services, LLC$15007-24-2015
Chelsea Annette JohnsonUBS Financial Services Inc.Ameriprise Financial Services, LLC07-24-2015
Thomas Alfred LittleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
David Thomas CritchfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$104-17-2015
Matthew Earl HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Adams JuntwaitUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Steven Robert JosephsenUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Derek Joseph GlynnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2015
Thomas Jay LittleUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Heather Rae SandovalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Marc John GeorgeadisUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Jason William TherrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.