Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Arthur MarshUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
John William RussellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Steve Mark AbramowiczUBS Financial Services Inc.Morgan Stanley & Co. LLC01-16-2009
Kevin Puryear YoungUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-23-2009
Klaudia Anna ConradtUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-23-2009
Scott Anthony VentozaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Jon R. McMillanUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$501-23-2009
Subeer Dev ManhasUBS Financial Services Inc.Morgan Stanley & Co. LLC$15002-05-2009
Blythe Suzanne MansonUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-06-2009
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Kyle Albert KuykendallUBS Financial Services Inc.Ameriprise Financial Services, LLC02-24-2009
Richard Patrick AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15002-27-2009
Brett Thomas WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Paul Richard AdamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Jenna M BrazileUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Kathryn Josephine ScibaUBS Financial Services Inc.UBS Financial Services Inc.03-09-2009
Matthew John SheffieldUBS Financial Services Inc.D.A. Davidson & Co.$2503-19-2009
Jason E. TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Kristopher B. PaschalUBS Financial Services Inc.Edward Jones07-10-2009
Mickey B. PortnoyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2010
Julian F. Pace Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-21-2010
Valery Vitalievich GurinUBS Financial Services Inc.Edward Jones$5005-21-2010
Joseph Brennan WinklerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-04-2010
John Mackenzie KernUBS Financial Services Inc.BlackRock Investments, LLC07-30-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.