Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Keith KnudsenUBS Financial Services Inc.AllianceBernstein L.P.06-02-2012
Amit Pravin TrivediUBS Financial Services Inc.EK Riley Investments, LLC03-03-2016
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Blythe Suzanne MansonUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-06-2009
Brenda Joyce BergUBS Financial Services Inc.D.A. Davidson & Co.05-11-2011
Brett Thomas WilliamsUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
Cameron Scott HardyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Chad Eugene StalderUBS Financial Services Inc.Morgan Stanley12-14-2012
Chelsea Annette JohnsonUBS Financial Services Inc.Ameriprise Financial Services, LLC07-24-2015
Christine Ann GustafsonUBS Financial Services Inc.Charles Schwab & Co., Inc.02-01-2018
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Connor James DonnellyUBS Financial Services Inc.Wells Fargo Clearing Services, LLC10-20-2010
Dana Marie FerrellUBS Financial Services Inc.Ameriprise Financial Services, LLC$2507-29-2015
Daniel Jay WilskieUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2018
David Michael WrightUBS Financial Services Inc.Scottrade, Inc.04-12-2016
David Thomas CritchfieldUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$104-17-2015
Derek Joseph GlynnUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-17-2015
Ford Gerard PostonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Gary Allan GrossblattUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2013
Geoffrey Harrison WhiteUBS Financial Services Inc.D.A. Davidson & Co.$15005-11-2012
Gregory Victor OlsonUBS Financial Services Inc.Sanford C. Bernstein & Co., LLC$2506-02-2012
Heather Leigh BrittainUBS Financial Services Inc.Forward Management, LLC08-22-2011
Heather Rae SandovalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2015
Jason E. TvedtUBS Financial Services Inc.Citigroup Global Markets Inc.04-09-2009
Jason William TherrellUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-17-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.