Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc John MosherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5003-18-2019
Patrick Michael FordUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15003-27-2019
Dominick Stephen LovecchioUBS Financial Services Inc.Morgan Stanley$5004-02-2019
Sunil Dharamraj BhavnaniUBS Financial Services Inc.Morgan Stanley$1,00004-02-2019
John William HansonUBS Financial Services Inc.Morgan Stanley04-02-2019
Ronald Eugene LohbeckUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1,00004-03-2019
Lilia Rubalcava VacaUBS Financial Services Inc.Wells Fargo Clearing Services, LLC04-03-2019
Tarif HomsiUBS Financial Services Inc.Spire Securities, LLC04-10-2019
Joseph J RestainoUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2019
James Allen MillerUBS Financial Services Inc.Morgan Stanley04-18-2019
Joseph William Berkery JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Eric Michael TomskyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Tiffanie L SalisburyUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2019
Becky LightmanUBS Financial Services Inc.Northern Trust Securities, Inc.05-07-2019
Shawn Steven OliverUBS Financial Services Inc.Morgan Stanley$5005-10-2019
Joseph Guimont Holston JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2019
Christian Blake MorrisUBS Financial Services Inc.J.P. Morgan Securities LLC05-13-2019
Tyler Lawrence WoodUBS Financial Services Inc.TD Ameritrade, Inc.05-21-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.$2505-23-2019
Maria Luiza BelfortUBS Financial Services Inc.Citi International Financial Services LLC05-23-2019
Joseph Warren McVeyUBS Financial Services Inc.Morgan Stanley$15005-24-2019
Michael Andrew BatesUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-24-2019
William Banks WallUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
Daniel Stephen WimerUBS Financial Services Inc.Vanguard Marketing Corporation06-11-2019
David James SaylerUBS Financial Services Inc.Morgan Stanley$5006-13-2019

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.