Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donna L. MitchellUBS Financial Services Inc. Inc.Morgan Stanley$10010-26-2018
Kevin Martin, Andrew ArcherUBS Financial Services Inc. Inc.Morgan Stanley$40010-05-2018
Scott Mercalde, Tricia MercaldeUBS Financial Services Inc. Inc.Morgan Stanley10-05-2018
Ian N. Wilt, Michael Jude ScovicUBS Financial Services Inc. Inc.Morgan Stanley$46303-23-2018
Christine CaronaUBS Financial Services Inc. Inc.Morgan Stanley$38807-28-2017
Geoffrey PaulUBS Financial Services Inc. Inc.Morgan Stanley$28005-31-2016
Craig Yates, John DillonUBS Financial Services Inc. Inc.Morgan Stanley$21905-31-2016
Ron VinderUBS Financial Services Inc. Inc.Morgan Stanley$4,30003-16-2016
Greg Fullmer, Daniel Hawkins, Douglas DyakonUBS Financial Services Inc. Inc.Morgan Stanley$1,30005-01-2015
Phil Hanna, Jr., Brent SternUBS Financial Services Inc. Inc.Morgan Stanley$13005-01-2015
Daniel K. SchwalaUBS Financial Services Inc. Inc.Morgan Stanley$26702-27-2015
Robert PhelpsUBS Financial Services Inc. Inc.Morgan Stanley$9010-17-2014
Richard WilsonUBS Financial Services Inc. Inc.Morgan Stanley$11009-16-2014
Robert SatterfieldUBS Financial Services Inc. Inc.Morgan Stanley$18007-28-2014
David BeharUBS Financial Services Inc. Inc.Morgan Stanley$20003-21-2014
Daniel Tedesco, Dennis MaddenUBS Financial Services Inc. Inc.Morgan Stanley$16102-14-2014
J. Larry Mills, Christopher G. Venuti, Bryan Mountain, Marc RoggenkampUBS Financial Services Inc. Inc.Morgan Stanley$5,50001-03-2014
Marie H. MurdockUBS Financial Services Inc. Inc.Morgan Stanley12-02-2013
Robert P. SchneiderUBS Financial Services Inc. Inc.Morgan Stanley$33410-18-2013
Stanley AlintoffUBS Financial Services Inc. Inc.Morgan Stanley$23208-16-2013
Theodore S. Coleman Sr., Theodore S. Coleman Jr.UBS Financial Services Inc. Inc.Morgan Stanley$16106-07-2013
Arturo Castelo Lopez, Jennifer Sierra, Marion TettkeUBS Financial Services Inc. Inc.Morgan Stanley$37505-31-2013
Scott SextonUBS Financial Services Inc. Inc.Morgan Stanley$70003-01-2013
Roxann Romano, Anthony CatalanoUBS Financial Services Inc. Inc.Morgan Stanley03-01-2013
Keith Munera, John WildemoreUBS Financial Services Inc. Inc.Morgan Stanley$31507-18-2012
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Showing 1 to 25 of 57 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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