Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Bibler, Vince Finney, Myron Shaffer, and Joe PanfilUBS Financial Services Inc. Inc.Wells Fargo Advisors11-02-2018
James MedskerUBS Financial Services Inc. Inc.Wells Fargo Advisors10-26-2018
Laith KhalafUBS Financial Services Inc. Inc.Wells Fargo Advisors10-26-2018
Louie A. ValdezUBS Financial Services Inc. Inc.Wells Fargo Advisors$20007-05-2018
Thomas P. Kirwan, Michael Brooks TownsendUBS Financial Services Inc. Inc.Wells Fargo Advisors$19306-29-2018
Jennifer Arquilla, David ArquillaUBS Financial Services Inc. Inc.Wells Fargo Advisors$33605-30-2018
Ron Lambke, Louis MontanaUBS Financial Services Inc. Inc.Wells Fargo Advisors$18005-30-2018
Susanna Kim BrackeUBS Financial Services Inc. Inc.Wells Fargo Advisors$21704-06-2018
Scott BowmanUBS Financial Services Inc. Inc.Wells Fargo Advisors$7209-13-2017
John MillerUBS Financial Services Inc. Inc.Wells Fargo Advisors$11906-01-2017
Greg BowdenUBS Financial Services Inc. Inc.Wells Fargo Advisors$5601-10-2016
Gary JamesonUBS Financial Services Inc. Inc.Wells Fargo Advisors$8009-26-2016
Sanjit Khara, James MarcusUBS Financial Services Inc. Inc.Wells Fargo Advisors$17309-21-2016
Larry FowlerUBS Financial Services Inc. Inc.Wells Fargo Advisors$13608-22-2016
John WittUBS Financial Services Inc. Inc.Wells Fargo Advisors$10706-01-2016
Bill Rouse, Jessica Harper, Jeffrey Burton, Steve MeyerUBS Financial Services Inc. Inc.Wells Fargo Advisors$42603-24-2016
Ron Medaris, Chris GerrishUBS Financial Services Inc. Inc.Wells Fargo Advisors02-25-2016
Brian J. TerryUBS Financial Services Inc. Inc.Wells Fargo Advisors$11509-24-2015
Daniel WelkerUBS Financial Services Inc. Inc.Wells Fargo Advisors$8207-10-2015
Tighe SmithUBS Financial Services Inc. Inc.Wells Fargo Advisors$10407-02-2015
Larry Pulliam, Jeff KerriganUBS Financial Services Inc. Inc.Wells Fargo Advisors$16506-30-2015
Eric MillerUBS Financial Services Inc. Inc.Wells Fargo Advisors06-17-2015
Dennis P. BarbaUBS Financial Services Inc. Inc.Wells Fargo Advisors$17505-01-2015
Shahmir MoussaviUBS Financial Services Inc. Inc.Wells Fargo Advisors$12512-05-2014
James E. Percifield, David C. Heeren, Brad A. HarderUBS Financial Services Inc. Inc.Wells Fargo Advisors$46311-21-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.