Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylar B OwenUSAA Financial Advisors, Inc.AXA Advisors, LLC03-30-2016
Craig A JonesUSAA Financial Advisors, Inc.Edward Jones03-28-2016
Bobbi Josephine SmithUSAA Financial Advisors, Inc.VALIC Financial Advisors, Inc.03-11-2016
Brandon Eric Quevedo YoungUSAA Financial Advisors, Inc.Vanguard Marketing Corporation01-14-2016
Darrell Taylor RichUSAA Financial Advisors, Inc.Waddell & Reed01-05-2016
Sanel DuranovicUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2015
Matthew Keith BarberUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-31-2015
Allen Kevin HunterUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.03-30-2015
Francisco Enrique SaenzUSAA Financial Advisors, Inc.Allstate Financial Services, LLC03-30-2015
Ryan Paul FischerUSAA Financial Advisors, Inc.AXA Advisors, LLC03-13-2015
Max Joseph ElvromUSAA Financial Advisors, Inc.Edward Jones03-12-2015
David Paul SmithUSAA Financial Advisors, Inc.Edward Jones01-03-2015
Veronica Suejin EricksonUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.12-23-2014
Robert Alan PlowmanUSAA Financial Advisors, Inc.Edward Jones11-14-2014
Eric Daniel GomezUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC09-19-2014
Kaiwen YangUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2014
Nicholas Colt SchiermanUSAA Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-12-2013
Rodney Allen BeachUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.11-25-2013
Thomas Patrick EvertsUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC09-06-2013
Timothy Bernard KaukUSAA Financial Advisors, Inc.B. C. Ziegler and Company06-25-2013
Andrea Kim FloresUSAA Financial Advisors, Inc.Centaurus Financial, Inc.01-08-2013
Richard Charles HarrisonUSAA Financial Advisors, Inc.Edward Jones11-26-2012
Jamin Dishon ArmsteadUSAA Financial Advisors, Inc.Edward Jones02-27-2012
Daniel Fallon TafoyaUSAA Financial Advisors, Inc.Wells Fargo Investments, LLC09-15-2010
Kathleen Ruth CashattUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2010
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Showing 1 to 25 of 31 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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