Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alejandro Tomas PinaUSAA Financial Advisors, Inc.NYLIFE Securities LLC09-24-2014
Alexandros P TerzisUSAA Financial Advisors, Inc.Financial Engines Advisors L.L.C.04-02-2015
Ann Marie BarberUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.11-26-2012
Anna Teresa PescoUSAA Financial Advisors, Inc.Vanguard Marketing Corporation05-20-2013
Barry Michael O'SheaUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC10-09-2009
Benjamin R. SanterreUSAA Financial Advisors, Inc.AXA Advisors, LLC05-09-2014
Brent Jeffery ThurberUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.05-09-2014
Bryson Carl FisherUSAA Financial Advisors, Inc.AXA Advisors, LLC12-19-2016
Charles David Konopaski IIUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2014
Cheryl Louise WilsonUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-26-2009
Christopher Michael BarozieUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC11-26-2013
Christopher Paul KallmesUSAA Financial Advisors, Inc.Parkland Securities, LLC09-27-2010
Christopher Paul WomackUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.12-03-2013
Christopher Shawn LamhangUSAA Financial Advisors, Inc.Financial Engines Advisors L.L.C.01-03-2015
Cindy Tam LienUSAA Financial Advisors, Inc.UBS Financial Services Inc.03-24-2015
Cody AbrahamsonUSAA Financial Advisors, Inc.Edward Jones03-24-2016
Cynthia Jean NunnUSAA Financial Advisors, Inc.J.P. Morgan Securities LLC01-03-2015
Daniel James GomezUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-29-2010
Deborah Ann NiblettUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-12-2015
Eric D HendricksUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.09-05-2013
Francis L. Harrison Jr.USAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2016
Frank Joseph-Carl GennaroUSAA Financial Advisors, Inc.Charles Schwab & Co., Inc.08-21-2014
Gameel F TannousUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2011
George Adam HoweUSAA Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-27-2013
Giovanni Tomas LangoniUSAA Financial Advisors, Inc.Edward Jones08-21-2014
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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