Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael B. Whiteman | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 12-23-2016 |
| Anthony David Hincy | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 10-18-2016 |
| Malia Tracy Tanaka | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 05-20-2016 |
| Charles Joseph Klausmeier | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 05-12-2016 |
| Thomas Lee Kirby | USAA Financial Advisors, Inc. | Cetera Investment Services LLC | — | 10-28-2014 |
| Gregory A Wissinger | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 07-23-2014 |
| David Frederick Vicker | USAA Financial Advisors, Inc. | Edward Jones | — | 07-23-2014 |
| Charles Bruce Wadman | USAA Financial Advisors, Inc. | Wells Fargo Clearing Services, LLC | $100 | 07-21-2014 |
| Kristina Ruth Meisner | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 07-11-2014 |
| Matthew Raymond Pixley | USAA Financial Advisors, Inc. | Raymond James Financial Services, Inc. | — | 01-07-2014 |
| Robert Wayne Jorgenson | USAA Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 12-19-2013 |
| Elizabeth Ridsdel | USAA Financial Advisors, Inc. | MetLife Securities Inc. | — | 12-02-2013 |
| Melissa Marie Rupe | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 11-22-2013 |
| Gary Dwain Rice | USAA Financial Advisors, Inc. | First Command Financial Planning, Inc. | — | 11-22-2013 |
| Timothy Scott Becker | USAA Financial Advisors, Inc. | T. Rowe Price Investment Services, Inc. | — | 07-17-2013 |
| Adam Perry Sanders | USAA Financial Advisors, Inc. | TIAA-CREF Individual & Institutional Services, LLC | $50 | 08-08-2011 |
| Charles Michael Stover | USAA Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 01-03-2010 |
Showing 1 to 17 of 17 entries
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
