Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin George SahliUmpqua Investments, Inc.UBS Financial Services Inc.02-10-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Tinh Thanh NguyenUmpqua Investments, Inc.Citigroup Global Markets Inc.02-13-2009
John Joseph BacialliUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-17-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
Duane James RodewaldUmpqua Investments, Inc.Citigroup Global Markets Inc.$10004-24-2009
Mark Y. HweeUmpqua Investments, Inc.Morgan Stanley & Co. Incorporated05-04-2009
John Paul VanscholtenUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-08-2009
Jeffrey David KantorUmpqua Investments, Inc.Morgan Stanley$5006-09-2009
William Christopher McShaneUmpqua Investments, Inc.Morgan Stanley$2506-11-2009
Douglas Edward LindseyUmpqua Investments, Inc.Morgan Stanley$15006-17-2009
Justin Patrick LindseyUmpqua Investments, Inc.Morgan Stanley$10006-17-2009
Russell Harvey JacobsenUmpqua Investments, Inc.UBS Financial Services Inc.08-17-2009
Brian Clark JoelsonUmpqua Investments, Inc.Morgan Stanley$10011-06-2009
Keith MorganUmpqua Investments, Inc.UBS Financial Services Inc.$15007-15-2010
Kristine Jean StawinskiUmpqua Investments, Inc.Wells Fargo Clearing Services, LLC06-26-2012
Leo Joseph HullUmpqua Investments, Inc.Morgan Stanley03-24-2015
Mary Elizabeth CaseyUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Mark Neale TompkinsUmpqua Investments, Inc.LPL Financial LLC$2509-08-2015
Leann Renae GilmoreUmpqua Investments, Inc.LPL Financial LLC09-08-2015
James Patrick SchaubUmpqua Investments, Inc.Wedbush Securities Inc.01-30-2017
Trevor Jewel LooneyUmpqua Investments, Inc.Ameriprise Financial Services, Inc.$10010-24-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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