Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Douglas Robert GundermannUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$5004-08-2019
Ron LeiboviciUnionBanc Investment Services, LLCComerica Securities$15002-22-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Paul RodriguezUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$112-05-2018
Carrie Snyder VilaplanaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-14-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Nicole Puailoa WichowskiUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-19-2018
Evelyn WalkerUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-12-2018
Jonathan Daniel PickertUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
Efrain Franco-AyalaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC07-12-2018
Lisa Thi DangUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.07-12-2018
Lauren Dennis DownumUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC06-26-2018
Trajan Xavier SungUnionBanc Investment Services, LLCHSBC Securities (USA) Inc.06-15-2018
Cameron Harrison ArmUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC05-24-2018
Esther Natalie GabrielUnionBanc Investment Services, LLCTD Ameritrade Investment Management, LLC05-16-2018
Angel Juan EstradaUnionBanc Investment Services, LLCTD Ameritrade Investment Management, LLC05-07-2018
Jessica Ka-Ling YiuUnionBanc Investment Services, LLCCharles Schwab & Co., Inc.04-19-2018
Cameron James PetrasUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-08-2018
Hector Alberto Penalosa Jr.UnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$2501-09-2018
Yong Joon ChoUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC12-20-2017
Sara Jamal AbbasUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC12-15-2017
Ashley Li Yu LiuUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC11-27-2017
Kirk William MartinUnionBanc Investment Services, LLCState Farm VP Management Corp.11-27-2017
Nicholas Jalal ShamashaUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC11-27-2017
Luis Alfonso Almendarez Jr.UnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-07-2017
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Showing 1 to 25 of 261 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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