Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan James TunnellUnionBanc Investment Services, LLCMatrix Private Capital Group09-10-2020
Gustavo Javier BauerUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-25-2020
Mona ArabshahiUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC08-12-2020
Kenneth Han ParkUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC07-30-2020
Rhea Rosas RossUnionBanc Investment Services, LLCMorgan Stanley05-13-2020
Angel M Maeda MercadoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-31-2020
Iman SedighianUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-16-2020
Imran LakhanyUnionBanc Investment Services, LLCEdward Jones11-01-2019
Erik Kenichi KimotoUnionBanc Investment Services, LLCHSBC Securities (USA) Inc.10-15-2019
Nelson Patrick CooneyUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-24-2019
Arthur James Johnson IiiUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.07-03-2019
Johni ChanUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-07-2019
Negin BanaeiUnionBanc Investment Services, LLCBancWest Investment Services, Inc.05-06-2019
Douglas Robert GundermannUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$5004-08-2019
Ron LeiboviciUnionBanc Investment Services, LLCComerica Securities$15002-22-2019
William Scott FreedmanUnionBanc Investment Services, LLCCitigroup Global Markets Inc.02-07-2019
Paul RodriguezUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC12-05-2018
Carrie Snyder VilaplanaUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-14-2018
Adejanira F BishopUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC11-08-2018
Nicole P WichowskiUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-19-2018
Josephine SubaranUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC09-19-2018
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Travis Terry RogersUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-12-2018
Evelyn WalkerUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-12-2018
Jonathan Daniel PickertUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC08-08-2018
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.