Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron James MalardinoUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-21-2016
Abraham Ramos BustamanteUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-19-2018
Adam Michael FranklinUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$10005-18-2016
Adejanira F. BishopUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-08-2018
Aishana Aninda SamarasenaUnionBanc Investment Services, LLCCetera Investment Services LLC$10004-10-2013
Alberto Carlos VelascoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC11-13-2014
Alejandro A. VillicanaUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC02-04-2015
Ali KhosroshahiUnionBanc Investment Services, LLCChase Investment Services Corp.07-03-2012
Ali MoallemUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-09-2017
Alicia MunozUnionBanc Investment Services, LLCChase Investment Services Corp.12-22-2011
Amber Dawn BertelsenUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-08-2013
Amber Lynn KnightUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$10008-14-2017
Amy FooUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.$15007-11-2018
Ana H. LeUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-06-2013
Andre Sebastiano ColucciUnionBanc Investment Services, LLCU.S. Bancorp Investments, Inc.10-31-2014
Andrew August TuccilloUnionBanc Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2014
Andrew Charles WheelerUnionBanc Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25009-24-2010
Angel J. EstradaUnionBanc Investment Services, LLCTD Ameritrade, Inc.05-07-2018
Anthony Alberico Jr.UnionBanc Investment Services, LLCJ.P. Morgan Securities LLC$10007-30-2015
Anthony Michael CalomeniUnionBanc Investment Services, LLCLPL Financial LLC$25008-04-2014
Anthony OcampoUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC03-28-2014
Anthony P. OlivariUnionBanc Investment Services, LLCJ.P. Morgan Securities LLC09-01-2016
Antonio GomezUnionBanc Investment Services, LLCWells Fargo Investments, LLC11-18-2010
Aramis PerezUnionBanc Investment Services, LLCChase Investment Services Corp.04-02-2012
Arthur Git LouieUnionBanc Investment Services, LLCHSBC Securities (USA) Inc.10-29-2013
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Showing 1 to 25 of 310 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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