Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth Richard WrightUnited Brokerage Services, IncCitizens Securities, Inc.02-01-2018
Gregory Scott HarbertUnited Brokerage Services, IncWesBanco Securities, Inc.11-17-2017
Jonathan Crawford DorseyUnited Brokerage Services, IncRaymond James Financial Services, Inc.$25005-15-2017
Kevin Todd McGlothenUnited Brokerage Services, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated08-08-2016
Brian Patrick DeanUnited Brokerage Services, IncWesBanco Securities, Inc.$5001-04-2016
Eric Scott PrittUnited Brokerage Services, IncJ.P. Morgan Securities LLC$5001-04-2016
Gregory Allen DennisUnited Brokerage Services, IncInvestors Capital Corp.$1010-26-2015
Melody L. McLeanUnited Brokerage Services, IncNorthwestern Mutual Investment Services, LLC10-05-2015
Amanda D. VanceUnited Brokerage Services, IncLPL Financial LLC08-17-2015
Steven Andrew TardyUnited Brokerage Services, IncNorthwestern Mutual Investment Services, LLC01-13-2014
Neal Franklin HoopsUnited Brokerage Services, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2013
Amy Rose BurgraffUnited Brokerage Services, IncPNC Investments07-01-2013
Scott Matthew MolinaUnited Brokerage Services, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2013
Joshua S CrossUnited Brokerage Services, IncMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-02-2012
Richard Augustine SementaUnited Brokerage Services, IncLPL Financial LLC08-22-2011
Buel Steven SearsUnited Brokerage Services, IncRBC Capital Markets, LLC$2501-06-2010

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.