Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danelle Dimas GooderhamUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10011-09-2011
Amy Knight BunkerUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10012-12-2011
Jason Lloyd WongUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10004-29-2013
Herbert Suekichi ShiraishiUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50004-29-2013
Hans Caparas MedinaUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.05-17-2013
Jared Lee NicholsUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.12-11-2014
Wayne Charles BrantleyUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10007-14-2015
Michael Paul KrouseUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50007-14-2015
Jeffrey Alan SunderhausUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.07-14-2015
Jack Gregory BestUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.07-14-2015
Neil Howard GraffUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10009-29-2015
David Marvin KaltUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$25009-29-2015
Theresa Marie HallUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50009-29-2015
Jeffrey Lee BatyUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50009-29-2015
Daren Lee PladsonUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50009-29-2015
Jeffrey Todd LesterUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50009-29-2015
Gregory VanderburghUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Robert Britain ShawUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Cyndy L. MillerUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Jordan James NygaardUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Sergio VillaUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$50009-08-2016
Joseph John FonteUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-08-2016
Robert Michael Mitchell Jr.United Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-28-2016
D. Michael OlsonUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-29-2016
Joshua R. AllenUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$10012-01-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.