Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dexter Leroy ThomasUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-30-2017
Lucian Christopher Harbar IIUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.11-21-2017
David Joseph ChalmersUnited Planners' Financial Services of America A Limited PartnerSummit Brokerage Services, Inc.$1010-13-2017
Robert Julian EscamilloUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC01-20-2017
Evan M Tidwell-WeinzierlUnited Planners' Financial Services of America A Limited PartnerMetLife Securities Inc.08-31-2016
George Lewis GrombacherUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC06-22-2016
Eric Wayne HardingUnited Planners' Financial Services of America A Limited PartnerWells Fargo Clearing Services, LLC02-02-2016
Sky Fuston ParkerUnited Planners' Financial Services of America A Limited PartnerTransamerica Financial Advisors, Inc$111-06-2015
Gregory VanderburghUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.09-29-2015
Amy Margaret RuschUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.09-08-2015
Karen E.B. EldredgeUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-30-2015
Wayne Charles BrantleyUnited Planners' Financial Services of America A Limited PartnerSecurities America, Inc.$1007-14-2015
Philip Hunter BervigUnited Planners' Financial Services of America A Limited PartnerConscient Capital, LLC$102-11-2015
Susan Jane TalbottUnited Planners' Financial Services of America A Limited PartnerMetLife Securities Inc.$2502-05-2015
William Randolph Hicks Jr.United Planners' Financial Services of America A Limited PartnerEssex National Securities, LLC10-09-2014
Lynn Richard Calvert IIUnited Planners' Financial Services of America A Limited PartnerSecurities America Advisors, Inc.09-20-2014
Charles Thomas Wade IVUnited Planners' Financial Services of America A Limited PartnerEdward Jones09-02-2014
Peter Laurence RoweUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-28-2014
William A Siegler Jr.United Planners' Financial Services of America A Limited PartnerNext Financial Group, Inc.$2506-09-2014
Jason Christopher EricksonUnited Planners' Financial Services of America A Limited PartnerCapital Financial Services, Inc.$2502-06-2014
Ann Lee VanengelenburgUnited Planners' Financial Services of America A Limited PartnerHarbour Investments, Inc.12-06-2013
Stephen Thomas MinihanUnited Planners' Financial Services of America A Limited PartnerFinancial West Group$5011-15-2013
Joseph Michael FeichtelUnited Planners' Financial Services of America A Limited PartnerMML Investors Services, LLC10-24-2013
Jeffrey Peterson WilcockUnited Planners' Financial Services of America A Limited PartnerFirst Financial Equity Corporation$106-28-2013
Wilson Dale KelsoUnited Planners' Financial Services of America A Limited PartnerFirst Financial Equity Corporation$15006-28-2013
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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