Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Lee BurtonVALIC Financial Advisors, Inc.State Farm VP Management Corp.09-16-2019
Veronica A. NoelVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2019
Dane William ColbergVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.06-17-2019
Flint Orm ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Timothy M WilsonVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-28-2019
Jennifer Anne JohnstonVALIC Financial Advisors, Inc.McClurg Capital Corporation$1005-20-2019
Dylan Lee HernandezVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.$15005-06-2019
Ryan Jeffrey PateVALIC Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC04-22-2019
Tiffany Jolene DugasVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.04-16-2019
Alphonse Earl PerryVALIC Financial Advisors, Inc.GWFS Equities, Inc.04-09-2019
Tyrone Rivers JrVALIC Financial Advisors, Inc.TD Ameritrade Investment Management, LLC04-09-2019
Jason David RathausVALIC Financial Advisors, Inc.Zeus Financial, LLC04-09-2019
Trine M. AndersenVALIC Financial Advisors, Inc.International Assets Advisory, LLC03-26-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Aleedra Junnei PriceVALIC Financial Advisors, Inc.Foresters Financial Services, Inc.03-25-2019
Noah Tyler WrightVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-18-2019
Craig A BoyerVALIC Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC03-05-2019
Jeffrey Warren FehrmannVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC01-08-2019
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
Peter Andrew HeidenreichVALIC Financial Advisors, Inc.Allstate Financial Services, LLC12-26-2018
Raymond Joseph Vivian ChirayathVALIC Financial Advisors, Inc.D.A. Davidson & Co.12-21-2018
Joseph Edward PuerzerVALIC Financial Advisors, Inc.MWA Financial Services Inc.12-19-2018
Anthony Joseph D'AmicoVALIC Financial Advisors, Inc.Hornor, Townsend & Kent, LLC12-19-2018
Amanda Leann SewellVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.12-19-2018
Bryan A. WilfonVALIC Financial Advisors, Inc.BBVA Securities Inc.12-17-2018
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Showing 1 to 25 of 330 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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