Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janine Diane StubbsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$5001-23-2009
Robert James Hoffer JrVALIC Financial Advisors, Inc.Edward Jones01-30-2009
Momin H KhanVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC02-03-2009
Rodney Dwayne JonesVALIC Financial Advisors, Inc.PFS Investments Inc.02-25-2009
Chad A TsounisVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
David Scott BarnesVALIC Financial Advisors, Inc.New England Securities$1003-05-2009
Brian Crane ElliottVALIC Financial Advisors, Inc.Pure Financial Advisors, Inc.$5003-24-2009
Kenneth Lee KnopfVALIC Financial Advisors, Inc.Bentley Wealth Advisors, LLC04-03-2009
Jonathan Martin VilaVALIC Financial Advisors, Inc.Banc of America Investment Services, Inc.05-11-2009
Darryl Keith GoolsbyVALIC Financial Advisors, Inc.BBVA Compass Investment Solutions, Inc.06-15-2009
Michael Douglas GiffordVALIC Financial Advisors, Inc.Stanford Group Company07-24-2009
Jason Ryan OestreicherVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2009
Shane Steven HurstVALIC Financial Advisors, Inc.MetLife Securities Inc.09-24-2009
Kevin Gerard MullinsVALIC Financial Advisors, Inc.Cadaret, Grant & Co., Inc.10-09-2009
Donald E OdendahlVALIC Financial Advisors, Inc.Colonial Asset Management Inc10-16-2009
Richard F DisbergerVALIC Financial Advisors, Inc.Elevation Wealth Private Consulting, LLC01-08-2010
Ronald Lee Philbrick JrVALIC Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC01-20-2010
Janice Patrice HeinzVALIC Financial Advisors, Inc.Waddell & Reed01-21-2010
Michael Allen BartlowVALIC Financial Advisors, Inc.Direct Capital Securities, Inc.$2501-22-2010
Vernon Joseph KlassenVALIC Financial Advisors, Inc.KMS Financial Services, Inc.02-03-2010
Alexander H YatesVALIC Financial Advisors, Inc.New England Securities02-26-2010
Jennifer Jamerson-ScruggsVALIC Financial Advisors, Inc.Avantax Investment Services, Inc.$10003-11-2010
Tomas M OrtizVALIC Financial Advisors, Inc.Edward Jones$2503-25-2010
Jeffrey Allan HofmannVALIC Financial Advisors, Inc.National Planning Corporation04-09-2010
Steven Jay RosenstockVALIC Financial Advisors, Inc.Cetera Financial Specialists LLC04-12-2010
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Showing 1 to 25 of 387 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.