Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert James Hoffer Jr.VALIC Financial Advisors, Inc.Edward Jones01-30-2009
Tomas M. OrtizVALIC Financial Advisors, Inc.Edward Jones03-25-2010
Christopher Paul FasyVALIC Financial Advisors, Inc.Edward Jones05-06-2010
Michael Frederick FlynnVALIC Financial Advisors, Inc.Edward Jones02-23-2012
Christina Joy ApgarVALIC Financial Advisors, Inc.Edward Jones07-10-2012
Elelumhe K. Garuba-HawthorneVALIC Financial Advisors, Inc.Edward Jones11-04-2013
Daniel PoynotVALIC Financial Advisors, Inc.Edward Jones04-15-2014
Evan FedermanVALIC Financial Advisors, Inc.Edward Jones11-11-2014
Maryann L BradfordVALIC Financial Advisors, Inc.Edward Jones10-07-2015
James Guy FergusonVALIC Financial Advisors, Inc.Edward Jones12-18-2015
Terance Raymond HellandVALIC Financial Advisors, Inc.Edward Jones03-18-2016
Tia Shennell JinksVALIC Financial Advisors, Inc.Edward Jones$1308-29-2017
Baptiste William Brunner IVVALIC Financial Advisors, Inc.Edward Jones06-25-2018
Dustin Cheyenne JamesVALIC Financial Advisors, Inc.Edward Jones10-15-2018

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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