Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janine Diane StubbsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$5001-23-2009
Jonathan Wesley RobertsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$10005-04-2010
Shawn Eric BarnumVALIC Financial Advisors, Inc.Equitable Advisors, LLC02-10-2014
Margaret Linda EklofVALIC Financial Advisors, Inc.Equitable Advisors, LLC05-08-2014
Shane NowosackiVALIC Financial Advisors, Inc.Equitable Advisors, LLC$2512-11-2014
Daniel David MillerVALIC Financial Advisors, Inc.Equitable Advisors, LLC06-16-2016
Ellen Maria RaflowskiVALIC Financial Advisors, Inc.Equitable Advisors, LLC10-03-2016
John Michael KitlinskiVALIC Financial Advisors, Inc.Equitable Advisors, LLC01-04-2017
Arnold J StatonVALIC Financial Advisors, Inc.Equitable Advisors, LLC06-28-2017
Kelsey GilbertVALIC Financial Advisors, Inc.Equitable Advisors, LLC10-25-2017
James Paul WaltonVALIC Financial Advisors, Inc.Equitable Advisors, LLC04-09-2018
Andrew WoodVALIC Financial Advisors, Inc.Equitable Advisors, LLC05-29-2018
William Scott WilliamsVALIC Financial Advisors, Inc.Equitable Advisors, LLC$15012-11-2018
Bryan Alexander RodriguezVALIC Financial Advisors, Inc.Equitable Advisors, LLC09-09-2019
Andrew Polanco JimenezVALIC Financial Advisors, Inc.Equitable Advisors, LLC12-16-2019
David Ramon DiazVALIC Financial Advisors, Inc.Equitable Advisors, LLC01-28-2020
Thornton Monroe BrewerVALIC Financial Advisors, Inc.Equitable Advisors, LLC09-15-2020

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.