Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad A TsounisVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Jason Ryan OestreicherVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2009
George J VellaringattuVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2010
Mark A SpinosaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2010
Timothy Michael LanierVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Tom WallaceVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-29-2013
Lisa M CrawfordVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Carlos Ernesto MoisaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2016
Nain J PerezVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-13-2016
Robert E McadamsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-25-2018
Charles Z MahaffeyVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-02-2018
William G Whiteley IVVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Alenette Acuesta OpenaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Jesse Thomas RaumaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
Flint ChandlerVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Veronica A NoelVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Michelle KiehneVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2019
Michael David PicardVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-11-2020
Maria KyriakidesVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Sadarrion Dejion MiltonVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-28-2020
Marcelino Alvarez LazoVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2020

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.