Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Atkins DarcyVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-23-2018
Brandon M. DanielsVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-01-2014
Cail Huntington BrownVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-26-2015
Charlene Linda BurnhamVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC09-09-2015
Daniel David SilvaVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-22-2010
David Daniel StrattonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-13-2009
Douglas HannaVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-26-2018
Heidi Louise BathVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5012-17-2018
James Mark CobbVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC10-12-2009
Janice F. WongVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2014
Jeffrey Evan LehmanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-07-2012
Juan NathanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-13-2014
Kenneth Mitchel WhiteVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$10004-05-2010
Kim Louise MooreVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-13-2015
Kyle Carter BlairVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC03-30-2015
Kyle M. PatersonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC04-07-2015
Michael Alan MorganVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Michael D. WrightVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-24-2012
Michael John GavaletzVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-13-2015
Michael MasciVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-11-2014
My V. LeVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-01-2014
Philip Lazam CatalanVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$5003-07-2016
Richard Stanley Caldecott IIVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC12-09-2019
Rickey Jack CarlsonVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-30-2014
Robert Bradley CreedleVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-26-2011
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.