Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Scott WilliamsVALIC Financial Advisors, Inc.AXA Advisors, LLC$15012-11-2018
William R. GecksVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.09-03-2013
William Francis Powers IIIVALIC Financial Advisors, Inc.HSBC Securities (USA) Inc.$1008-12-2014
Wendy Struble SimonVALIC Financial Advisors, Inc.Money Concepts Capital Corp06-25-2018
Walter HavelVALIC Financial Advisors, Inc.Edward Jones08-07-2017
Veronica A. NoelVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-09-2019
Tyrone Rivers JrVALIC Financial Advisors, Inc.TD Ameritrade Investment Management, LLC04-09-2019
Trine M. AndersenVALIC Financial Advisors, Inc.International Assets Advisory, LLC03-26-2019
Trent Lynn HarrisVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.10-09-2018
Travis Clemente RichVALIC Financial Advisors, Inc.Morgan Stanley11-01-2018
Tony TringaliVALIC Financial Advisors, Inc.Pruco Securities, LLC.06-24-2015
Timothy Michael LanierVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-01-2012
Timothy John SchossowVALIC Financial Advisors, Inc.First Command Financial Planning, Inc.09-28-2011
Steven Jay RosenstockVALIC Financial Advisors, Inc.Cetera Financial Specialists LLC04-12-2010
Steven F TrombergVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2013
Stephen J. LorchVALIC Financial Advisors, Inc.UBS Financial Services Inc.06-18-2018
Shay JacobsVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2018
Sean Brenden CallejaVALIC Financial Advisors, Inc.Fifth Third Securities, Inc.05-23-2016
Sean Anthony AustinVALIC Financial Advisors, Inc.Signator Investors, Inc.11-14-2014
Scott Ivan JohnsonVALIC Financial Advisors, Inc.Transamerica Financial Advisors, Inc10-23-2017
Roxann Allison Lorraine MurphyVALIC Financial Advisors, Inc.MetLife Securities Inc.07-18-2016
Ross BrennerVALIC Financial Advisors, Inc.Park Avenue Securities LLC10-31-2017
Rocky S. RendonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC07-29-2015
Robert Francis Schlenger Jr.VALIC Financial Advisors, Inc.Edward Jones04-27-2009
Robert Corey VelezVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC09-01-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.