Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adolfo AlvarezVALIC Financial Advisors, Inc.VALIC Financial Advisors, Inc.03-16-2020
Kasey KozlowskiVALIC Financial Advisors, Inc.Edward Jones12-02-2019
Adolfo AlvarezVALIC Financial Advisors, Inc.VALIC Financial Advisors, Inc.11-26-2018
Anthony James KerinsVALIC Financial Advisors, Inc.MML Investors Services, LLC07-02-2018
Anthony Alvin McCarterVALIC Financial Advisors, Inc.MWA Financial Services Inc.06-20-2018
Ronald Wesley HodgeVALIC Financial Advisors, Inc.Raymond James Financial Services, Inc.06-13-2018
Arnold J StatonVALIC Financial Advisors, Inc.AXA Advisors, LLC06-28-2017
James A. HaunVALIC Financial Advisors, Inc.OneAmerica Securities, Inc.01-09-2017
John Michael KitlinskiVALIC Financial Advisors, Inc.AXA Advisors, LLC01-04-2017
Adolfo AlvarezVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC11-02-2015
Jeannette DixonVALIC Financial Advisors, Inc.J.P. Morgan Securities LLC10-19-2015
Terri Lynn SchultzVALIC Financial Advisors, Inc.LPL Financial LLC05-14-2014
Jennifer Marie SmithVALIC Financial Advisors, Inc.The Huntington Investment Company02-03-2014
Lisa Margaret CrawfordVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2013
Michael D. WrightVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC08-24-2012
Donna Kathleen ChambleeVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2012
Yvette Hinojosa TurnbaughVALIC Financial Advisors, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$10006-04-2012
Amber N. MorrisVALIC Financial Advisors, Inc.New England Securities01-11-2012
John Mark MolsknessVALIC Financial Advisors, Inc.New England Securities11-08-2011
Steven Wayne HullVALIC Financial Advisors, Inc.PNC Investments08-29-2011
Kyle Michael MarburgerVALIC Financial Advisors, Inc.Horace Mann Investors, Inc.05-09-2011
Paul KutanovskiVALIC Financial Advisors, Inc.NMS Capital Advisors, LLC.03-08-2011
Mark A. SpinosaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-27-2010
Christopher Lee BlancettVALIC Financial Advisors, Inc.Chase Investment Services Corp.09-03-2010
Bryan David KlemmVALIC Financial Advisors, Inc.MML Investors Services, LLC$5007-13-2010
Next Page »

Showing 1 to 25 of 27 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.