Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Franklin BuettelVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.09-04-2018
Jay Anthony CheerVALIC Financial Advisors, Inc.NYLIFE Securities LLC06-27-2018
Glen Matthew HamelVALIC Financial Advisors, Inc.Eagle Point Investment Advisors, Inc.$10005-30-2018
Garfield A. DavidsonVALIC Financial Advisors, Inc.MetLife Securities Inc.12-21-2015
Kathleen MurphyVALIC Financial Advisors, Inc.Charles Schwab & Co., Inc.07-02-2014
Robert Byron TrudoVALIC Financial Advisors, Inc.MML Investors Services, LLC02-13-2013
Brian Francis DunphyVALIC Financial Advisors, Inc.Fidelity Investments Institutional Services Company, Inc.08-28-2012
George M.L. Gould Jr.VALIC Financial Advisors, Inc.MML Investors Services, LLC08-10-2012
Christina Joy ApgarVALIC Financial Advisors, Inc.Edward Jones$10007-10-2012
Justin Richard OlewnikVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.$50006-01-2012
James Erich KaufmannVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.10-10-2011
Scott Robert PullenVALIC Financial Advisors, Inc.MetLife Securities Inc.07-18-2011
Justin Adam BodnarVALIC Financial Advisors, Inc.Edward Jones06-08-2011
Dorothy Jean GirardiVALIC Financial Advisors, Inc.Key Investment Services LLC05-17-2011
David Edward QuastVALIC Financial Advisors, Inc.Voya Financial Partners, LLC12-22-2010
Mark Francis RobertsVALIC Financial Advisors, Inc.Voya Financial Partners, LLC$50011-03-2010
Kenneth Mitchel WhiteVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-05-2010
Ronald McardleVALIC Financial Advisors, Inc.Key Investment Services LLC11-06-2009
Kenneth Lee KnopfVALIC Financial Advisors, Inc.Bentley Wealth Advisors, LLC$10004-03-2009
Chad A TsounisVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-04-2009
Momin H. KhanVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC02-03-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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