Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Timothy John FosterVALIC Financial Advisors, Inc.Waddell & Reed$1002-25-2015
Thomas J LynchVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.06-21-2013
Steven NoceVALIC Financial Advisors, Inc.T. Rowe Price Investment Services, Inc.01-07-2015
Steven Eric GottliebVALIC Financial Advisors, Inc.Mercer Allied Company, L.P.10-08-2012
Shawn Eric BarnumVALIC Financial Advisors, Inc.AXA Advisors, LLC02-10-2014
Scott E HirschVALIC Financial Advisors, Inc.Fidelity Brokerage Services LLC07-20-2015
Rose JoyceVALIC Financial Advisors, Inc.Citizens Securities, Inc.08-30-2018
Robert Leombruno Jr.VALIC Financial Advisors, Inc.MML Investors Services, LLC12-18-2017
Raelynn Antoinette HarlachVALIC Financial Advisors, Inc.Pruco Securities, LLC.03-21-2017
Paul Gerard MastroieniVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-26-2013
Michael MasciVALIC Financial Advisors, Inc.Wells Fargo Clearing Services, LLC11-11-2014
Michael Lynn ProctorVALIC Financial Advisors, Inc.Citizens Securities, Inc.01-29-2018
Megan Anne RileyVALIC Financial Advisors, Inc.Transamerica Investors Securities Corporation11-05-2018
Megan Anne RileyVALIC Financial Advisors, Inc.Lincoln Financial Advisors Corporation01-03-2014
Mark Thomas NardellaVALIC Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5012-14-2010
Laura Diane NosbischVALIC Financial Advisors, Inc.LPL Financial LLC12-18-2017
Kathryn T ZublerVALIC Financial Advisors, Inc.Pruco Securities, LLC.08-02-2017
Kathryn Rhea JonesVALIC Financial Advisors, Inc.MetLife Securities Inc.12-12-2012
Joshua J MaidaVALIC Financial Advisors, Inc.MetLife Securities Inc.05-02-2016
Jeremiah Rockefeller BudenVALIC Financial Advisors, Inc.Voya Financial Advisors, Inc.09-29-2014
Jeffrey Louis OttersteinVALIC Financial Advisors, Inc.Westmoreland Capital Corporation06-24-2013
Janet Lynn LakeVALIC Financial Advisors, Inc.Cambridge Investment Research, Inc.10-28-2019
Henry Abraham FalquezVALIC Financial Advisors, Inc.PNC Investments$1007-01-2014
Ellen Maria RaflowskiVALIC Financial Advisors, Inc.AXA Advisors, LLC10-03-2016
Claudio Mario MastroianniVALIC Financial Advisors, Inc.M&T Securities, Inc.09-28-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.