Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ward Nelson KinneVSR Financial Services, Inc.Fintegra, LLC07-02-2015
Timothy Joseph GearyVSR Financial Services, Inc.AXA Advisors, LLC$50008-01-2009
Thomas Michael MccauleyVSR Financial Services, Inc.Raymond James Financial Services Advisors, Inc$50006-04-2015
Steven Wayne EllisVSR Financial Services, Inc.Next Financial Group, Inc.$10008-30-2010
Stephen R GatesVSR Financial Services, Inc.H. Beck, Inc.$25010-01-2009
Stan Ray RicknerVSR Financial Services, Inc.Next Financial Group, Inc.$25008-01-2010
Sharon H BudnikVSR Financial Services, Inc.Sanders Morris Harris LLC$50010-25-2011
Ronald Joseph KudlacekVSR Financial Services, Inc.LPL Financial LLC12-20-2010
Ronald Craig KuhnVSR Financial Services, Inc.AXA Advisors, LLC10-01-2010
Roger Stephen AugustynVSR Financial Services, Inc.New England Securities$25001-21-2011
Robert Emmett Lee Jr.VSR Financial Services, Inc.Berthel, Fisher & Company Financial Services, Inc.07-08-2010
Robert Edward BurnsVSR Financial Services, Inc.H. Beck, Inc.$35010-01-2009
Paula Dee PorschVSR Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25005-01-2009
Paul Francis StanfordVSR Financial Services, Inc.LPL Financial LLC$10001-26-2015
Matthew Wayne BrownVSR Financial Services, Inc.ISG Equity Sales Corporation02-26-2010
Lewis Wade Partridge IIVSR Financial Services, Inc.Investment Professionals, Inc.02-01-2010
Lawrence Robert O'CallaghanVSR Financial Services, Inc.Fintegra, LLC07-23-2010
Kyle Randall JonesVSR Financial Services, Inc.Focus Financial01-30-2014
Kevin Yuan Zhong TangVSR Financial Services, Inc.AXA Advisors, LLC11-01-2010
Kerry Jo NieceVSR Financial Services, Inc.BFC Planning, Inc.$10003-01-2012
Joseph Constantine BernardiVSR Financial Services, Inc.Berthel, Fisher & Company Financial Services, Inc.$10007-02-2010
John Melvin AbitzVSR Financial Services, Inc.Primary Resources Equities Corporation12-03-2009
John Howley WhalenVSR Financial Services, Inc.AXA Advisors, LLC11-15-2010
James Howard MiddlesworthVSR Financial Services, Inc.AXA Advisors, LLC$10008-01-2009
Glenn Takagi KishidaVSR Financial Services, Inc.AXA Advisors, LLC11-01-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.