Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Brian BullardValley Wealth Strategies, LLCLPL Financial LLC01-18-2018
Barbara T. GruenwaldValley Wealth Strategies, LLCLPL Financial LLC01-16-2018
Narine K MardanyanValley Wealth Strategies, LLCLPL Financial LLC01-12-2018
Oscar SassonValley Wealth Strategies, LLCLPL Financial LLC01-04-2018
James Michael AdgarValley Wealth Strategies, LLCLPL Financial LLC12-13-2017
David J PhillipsValley Wealth Strategies, LLCLPL Financial LLC12-12-2017
George Allen TarwaterValley Wealth Strategies, LLCLPL Financial LLC12-12-2017
Eric Ernst HughesValley Wealth Strategies, LLCLPL Financial LLC12-12-2017
Broc WavraValley Wealth Strategies, LLCLPL Financial LLC12-12-2017
Paula Leann KeyValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Eugene George BowanValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Kelly Ann KruzickValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Jayne Marie P. SullivanValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Mary Camille MaselliValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Diana BurtonValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Daniel Jason BusterValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Pamela Joanne ZedickValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Daniel Alan RaymondValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Nicole Kiomi KikugawaValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
David Adam SassonValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Joshua Christian SchefersValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Christa S. VardaValley Wealth Strategies, LLCLPL Financial LLC10-20-2017
Cherie Chih Chun WangValley Wealth Strategies, LLCLPL Financial LLC10-20-2017

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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