Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy M BallardVanguard Marketing CorporationEdward Jones07-19-2010
Anthony John LicocciVanguard Marketing CorporationTD Ameritrade, Inc.11-15-2010
Andrew Mathew SoltesVanguard Marketing CorporationWells Fargo Clearing Services, LLC$2502-07-2011
Danny D CagleyVanguard Marketing CorporationWells Fargo Clearing Services, LLC02-07-2011
Kenneth R WhartonVanguard Marketing CorporationCountry Capital Management Company04-18-2011
Christopher Allen EsserVanguard Marketing CorporationUSAA Financial Advisors, Inc.05-02-2011
Lynn GrassVanguard Marketing CorporationNationwide Investment Services Corporation10-03-2011
Matthew J ThurstonVanguard Marketing CorporationCUNA Brokerage Services, Inc.11-21-2011
Kyra Su Cho BrunoVanguard Marketing CorporationWells Fargo Clearing Services, LLC06-18-2012
Timothy Michael McNaneyVanguard Marketing CorporationChase Investment Services Corp.07-23-2012
Russell John TrombleyVanguard Marketing CorporationLPL Financial LLC05-29-2013
Carol Ann RoseVanguard Marketing CorporationCharles Schwab & Co., Inc.08-22-2013
Sara Lammers AmparanVanguard Marketing CorporationEdward Jones09-20-2013
Laura Elizabeth BoldtVanguard Marketing CorporationUSAA Financial Advisors, Inc.01-29-2014
John Charles OconnorVanguard Marketing CorporationUSAA Financial Advisors, Inc.$5003-05-2014
Ryan Patrick McCartyVanguard Marketing CorporationPFS Investments Inc.03-17-2014
Wednesday CarsilloVanguard Marketing CorporationJ.P. Morgan Securities LLC05-13-2014
John M OlinVanguard Marketing CorporationJ.P. Morgan Securities LLC05-13-2014
Jamie Allan KingVanguard Marketing CorporationMerrill Lynch, Pierce, Fenner & Smith Incorporated05-16-2014
James Joseph McDonaldVanguard Marketing CorporationWells Fargo Clearing Services, LLC06-23-2014
Eric Scott DorstVanguard Marketing CorporationJ.P. Morgan Securities LLC07-09-2014
Michael J BristollVanguard Marketing CorporationCharles Schwab & Co., Inc.07-09-2014
Patricia Marie HaggertyVanguard Marketing CorporationCharles Schwab & Co., Inc.07-15-2014
Angela Marie VillandreVanguard Marketing CorporationUSAA Financial Advisors, Inc.$1,00009-09-2014
Christopher Hart EvansVanguard Marketing CorporationCountry Capital Management Company10-20-2014
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.