Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duane Alan SimpkinsVoya Financial Advisors, Inc.FB Equity Sales Corporation Of Michigan01-02-2020
Christopher Patrick GreeleyVoya Financial Advisors, Inc.Santander Securities LLC12-12-2019
Taylor Lynn BoothVoya Financial Advisors, Inc.MML Distributors, LLC12-10-2019
Alfredo Griek CalvoVoya Financial Advisors, Inc.GWFS Equities, Inc.11-25-2019
Kelli-Anne PalazzoVoya Financial Advisors, Inc.RNR Securities, L.L.C.11-25-2019
James Paul StoesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
John Rainey PatrickVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$25010-11-2019
Stephen Robert SharkeyVoya Financial Advisors, Inc.Nationwide Securities, LLC$10010-10-2019
Donald Dean GilsonVoya Financial Advisors, Inc.GWN Securities Inc.$10009-24-2019
David James HarrisVoya Financial Advisors, Inc.Farmers Financial Solutions, LLC09-23-2019
Ty Patrick AndersonVoya Financial Advisors, Inc.Nationwide Securities, LLC09-18-2019
Linda M. MillerVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-04-2019
Christopher Thomas DayVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Paul J. LiumVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Mary Elizabeth Mcclennen-GlicaVoya Financial Advisors, Inc.LPL Financial LLC08-29-2019
Lawrence A. TantillaVoya Financial Advisors, Inc.Principal Securities, Inc.$50008-28-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Paul Daniel KelderVoya Financial Advisors, Inc.Money Concepts Capital Corp08-19-2019
Peter James MoschakVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15008-16-2019
Phillip Todd EdwardsVoya Financial Advisors, Inc.Nationwide Investment Services Corporation08-08-2019
Robin Denise GibbonsVoya Financial Advisors, Inc.MML Investors Services, LLC$10008-07-2019
Michael Raymond NeeleyVoya Financial Advisors, Inc.Transamerica Financial Advisors, Inc08-07-2019
Wayne W FilizettiVoya Financial Advisors, Inc.Forest Securities, Inc.08-05-2019
Joshua A. PuckettVoya Financial Advisors, Inc.Prudential Investment Management Services LLC07-30-2019
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Showing 1 to 25 of 722 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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