Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keith Paul HowerVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.11-06-2012
Donald Louis UngerVoya Financial Advisors, Inc.Investors Security Company, Inc.11-05-2012
Linda Jean LeeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.10-22-2012
Craig Michael BruningVoya Financial Advisors, Inc.Walnut Street Securities, Inc.$2510-02-2012
Edwin Orwin Young Jr.Voya Financial Advisors, Inc.Next Financial Group, Inc.09-14-2012
Laura Marie MrazVoya Financial Advisors, Inc.WRP Investments, Inc.09-11-2012
Heather M. LitzVoya Financial Advisors, Inc.Talcott Resolution Distribution Company, Inc.08-06-2012
Keith WilliamsVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.08-03-2012
Nathaniel Carver SchlotthauerVoya Financial Advisors, Inc.Cetera Advisor Networks LLC08-01-2012
Nathan Andrew BucklesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2012
Robert Brian DavisVoya Financial Advisors, Inc.BrokersXpress LLC$10007-19-2012
Paul Michael SmithVoya Financial Advisors, Inc.Securian Financial Services, Inc.07-12-2012
Enroy Steven HylesVoya Financial Advisors, Inc.LPL Financial LLC$10007-11-2012
Allan Francis DicksonVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC07-11-2012
Joshua Von MesenburgVoya Financial Advisors, Inc.The Huntington Investment Company07-02-2012
Jada Ann HallbergVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-18-2012
Ryan James BruursemaVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$1006-07-2012
Jennifer Lee KritzVoya Financial Advisors, Inc.SII Investments, Inc.$1005-31-2012
Stephane Win HpayVoya Financial Advisors, Inc.Next Financial Group, Inc.$2505-30-2012
Steven Alan FosterVoya Financial Advisors, Inc.Chase Investment Services Corp.05-30-2012
Yvonne Marie LiguoriVoya Financial Advisors, Inc.Edward Jones05-29-2012
Robert David RossVoya Financial Advisors, Inc.Ameritas Investment Corp.05-04-2012
Sean Michael SylvesterVoya Financial Advisors, Inc.Morgan Stanley04-09-2012
Wayne David HurleyVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
Arthur Richard KoskelaVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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