Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$1001-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
Jerald Kevin MeadersVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$10001-07-2009
Jimm F. WhiteVoya Financial Advisors, Inc.GunnAllen Financial, Inc01-13-2009
Lisa L. Nguyen CambriaVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation01-14-2009
Steven Royce RobinsonVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$5001-28-2009
Richard M Holmes IIIVoya Financial Advisors, Inc.Walnut Street Securities, Inc.02-09-2009
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.02-17-2009
Charles Kalil Erban IIVoya Financial Advisors, Inc.United Planners' Financial Services of America A Limited Partner02-19-2009
Paul Nicholas Petronelli Jr.Voya Financial Advisors, Inc.SagePoint Financial, Inc.02-19-2009
Thomas James BastianVoya Financial Advisors, Inc.SagePoint Financial, Inc.02-25-2009
Shelley ColeVoya Financial Advisors, Inc.Investors Capital Corp.$1002-27-2009
Brian Eugene PulliamVoya Financial Advisors, Inc.Cetera Investment Services LLC$1003-02-2009
Dean E. DraperVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.03-23-2009
Kevin Michael LinkVoya Financial Advisors, Inc.American General Securities Incorporated04-01-2009
Lisa Ann RobertsVoya Financial Advisors, Inc.Janney Montgomery Scott LLC04-07-2009
Cameron Blake BozemanVoya Financial Advisors, Inc.Optimum Wealth Management, LLC04-20-2009
Howard Robert PressmanVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.$5005-01-2009
Richard Bruce FeldmannVoya Financial Advisors, Inc.NYLIFE Securities LLC$2505-22-2009
Darin Joseph AlexanderVoya Financial Advisors, Inc.NYLIFE Securities LLC05-27-2009
Keith Michael GenglerVoya Financial Advisors, Inc.FSB Premier Wealth Management, Inc.06-15-2009
Scott Michael FergusonVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.07-01-2009
David John Ross Jr.Voya Financial Advisors, Inc.Hartford Equity Sales Company Inc.08-17-2009
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
Mario Matthew UybocoVoya Financial Advisors, Inc.SagePoint Financial, Inc.09-16-2009
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Showing 1 to 25 of 721 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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