Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Gregory MetzgerVoya Financial Advisors, Inc.Ameriprise Advisor Services, Inc.$10001-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC$10001-02-2009
Carolyn Elaine GarofaloVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.01-02-2009
Jerald Kevin MeadersVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$10001-07-2009
Jeffrey R ToddVoya Financial Advisors, Inc.National Planning Corporation$25001-09-2009
Jimm F. WhiteVoya Financial Advisors, Inc.GunnAllen Financial, Inc$12001-13-2009
Lisa L. Nguyen CambriaVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation$10001-14-2009
Gary Stephen FletcherVoya Financial Advisors, Inc.RBC Capital Markets, LLC$50001-14-2009
Steven Royce RobinsonVoya Financial Advisors, Inc.Ameriprise Financial Services, Inc.$50001-28-2009
Edgar Ernest ShirleyVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation02-01-2009
Clifford Ira RosnerVoya Financial Advisors, Inc.MML Investors Services, LLC$10002-03-2009
Richard M Holmes IIIVoya Financial Advisors, Inc.Walnut Street Securities, Inc.02-09-2009
David Armond Bridgwood Jr.Voya Financial Advisors, Inc.U.S. Wealth Advisors, LLC.$50002-13-2009
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.$25002-17-2009
Robert Klein WilsonVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10002-18-2009
Charles Kalil Erban IIVoya Financial Advisors, Inc.United Planners' Financial Services of America A Limited Partner$25002-19-2009
Paul Nicholas Petronelli Jr.Voya Financial Advisors, Inc.SagePoint Financial, Inc.02-19-2009
Thomas James BastianVoya Financial Advisors, Inc.SagePoint Financial, Inc.$10002-25-2009
Shelley ColeVoya Financial Advisors, Inc.Investors Capital Corp.$10002-27-2009
David Joseph TushinghamVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-27-2009
Suresh BasnetVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-05-2009
Susan Elaine WallaceVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$10003-20-2009
Dean E. DraperVoya Financial Advisors, Inc.Wall Street Financial Group, Inc.$10003-23-2009
Harvey Edward WeimerVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-27-2009
GEORGE STANMORE CHARPINGVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10003-27-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.