Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ziqin ZhouVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Zena Nailah ChaseVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2012
Zachary Jon EngelkingVoya Financial Advisors, Inc.Investors Capital Corp.01-06-2014
Yvonne Marie LiguoriVoya Financial Advisors, Inc.Edward Jones05-29-2012
William Riley Harvey Jr.Voya Financial Advisors, Inc.Nationwide Securities, LLC11-01-2019
William Murray McPherson Jr.Voya Financial Advisors, Inc.SagePoint Financial, Inc.01-26-2017
William Melvin TarpleyVoya Financial Advisors, Inc.M Holdings Securities, Inc.08-01-2011
William Lewis MerschenVoya Financial Advisors, Inc.MML Investors Services, LLC$5006-19-2012
William John WilsonVoya Financial Advisors, Inc.Morgan Stanley10-27-2011
William Frederick SchallVoya Financial Advisors, Inc.Morgan Stanley01-30-2017
William Edward TownsendVoya Financial Advisors, Inc.Edward Jones04-03-2017
William Davies WatsonVoya Financial Advisors, Inc.Commonwealth Financial Network05-05-2010
William Clarke KrollVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$5003-22-2012
William Chatham RodgersVoya Financial Advisors, Inc.Nationwide Investment Services Corporation07-29-2016
William Brian MolloyVoya Financial Advisors, Inc.Voya Financial Advisors, Inc.01-03-2017
William Arthur HarpVoya Financial Advisors, Inc.Waddell & Reed12-18-2013
William A. MartinVoya Financial Advisors, Inc.Coordinated Capital Securities, Inc.06-01-2009
Whitney R. GorhamVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$2502-01-2018
Werner MaiwaldVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Wendi Chrystina Cowdrey-RagonVoya Financial Advisors, Inc.Investors Capital Corp.02-18-2016
Wayne W FilizettiVoya Financial Advisors, Inc.Forest Securities, Inc.08-05-2019
Wayne David HurleyVoya Financial Advisors, Inc.Next Financial Group, Inc.04-02-2012
Warren Edward Lee IIIVoya Financial Advisors, Inc.QA3 Financial Corp.$1002-16-2011
Walter J SingletaryVoya Financial Advisors, Inc.Capital Financial Services, Inc.07-08-2011
Wai CheungVoya Financial Advisors, Inc.MetLife Securities Inc.08-28-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.