Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Robert SharkeyVoya Financial Advisors, Inc.Nationwide Securities, LLC10-10-2019
David James HarrisVoya Financial Advisors, Inc.Farmers Financial Solutions, LLC09-23-2019
Ty Patrick AndersonVoya Financial Advisors, Inc.Nationwide Securities, LLC09-18-2019
Linda M. MillerVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-04-2019
Christopher Thomas DayVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Paul J. LiumVoya Financial Advisors, Inc.Nationwide Investment Services Corporation09-03-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Wayne W FilizettiVoya Financial Advisors, Inc.Forest Securities, Inc.08-05-2019
Richard Evan ThomasVoya Financial Advisors, Inc.Cetera Advisor Networks LLC06-03-2019
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation05-29-2019
Brennan G. HuntVoya Financial Advisors, Inc.Voya Financial Partners, LLC05-07-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Christopher Philip EngelhardtVoya Financial Advisors, Inc.Transamerica Investors Securities Corporation04-16-2019
Jesse WatersVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
Bruce WilliamsonVoya Financial Advisors, Inc.HD Vest Investment Services02-28-2019
Jessica Michelle RosenVoya Financial Advisors, Inc.Questar Capital Corporation02-27-2019
Tonya Lekita ColemanVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.01-24-2019
David Bruce MurrayVoya Financial Advisors, Inc.DaVinci Capital Management, Inc.01-23-2019
Todd Joseph RichhartVoya Financial Advisors, Inc.Allstate Financial Services, LLC01-22-2019
Collin Isaiah GrayVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC01-22-2019
Jason Dara BahramianVoya Financial Advisors, Inc.J.P. Morgan Securities LLC01-14-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
Dexter A. BurlewVoya Financial Advisors, Inc.Latitude Advisors, LLC11-05-2018
Frederick William Dietz JrVoya Financial Advisors, Inc.NYLIFE Securities LLC10-08-2018
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Showing 1 to 25 of 721 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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