Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Anthony ZahmVoya Financial Advisors, Inc.AXA Advisors, LLC11-18-2016
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$2502-04-2013
Jong Ho ParkVoya Financial Advisors, Inc.AXA Advisors, LLC11-16-2011
Michel D. SmithVoya Financial Advisors, Inc.AXA Advisors, LLC08-05-2011
Kent DolencVoya Financial Advisors, Inc.AXA Advisors, LLC05-02-2011
Parvez I HowladerVoya Financial Advisors, Inc.AXA Advisors, LLC04-08-2011
David Joseph PowellVoya Financial Advisors, Inc.AXA Advisors, LLC10-19-2010
Samuel R. GulletteVoya Financial Advisors, Inc.AXA Advisors, LLC08-12-2010
Nelson Russell AshbyVoya Financial Advisors, Inc.AXA Advisors, LLC11-19-2009
Lynn P. SissonVoya Financial Advisors, Inc.AXA Advisors, LLC11-16-2009

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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