Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph Luzzo Jr.Voya Financial Advisors, Inc.Investors Capital Corp.08-08-2016
Jane AnVoya Financial Advisors, Inc.Investors Capital Corp.08-01-2016
Frank Lamar Fleming Jr.Voya Financial Advisors, Inc.Investors Capital Corp.$1007-08-2016
Henry Aaron GreenbergVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Kenneth Allen WoodVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Mark Joseph QuercioVoya Financial Advisors, Inc.Investors Capital Corp.$1007-07-2016
Joseph Bartolomeo DalimonteVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Kathryn Marie CataldoVoya Financial Advisors, Inc.Investors Capital Corp.$15007-07-2016
Brian David PelczarskiVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Keith Allen ReardonVoya Financial Advisors, Inc.Investors Capital Corp.$1007-07-2016
John Richard VaillancourtVoya Financial Advisors, Inc.Investors Capital Corp.06-30-2016
Marcus BergerVoya Financial Advisors, Inc.Investors Capital Corp.$2505-26-2016
James Joseph KelbleVoya Financial Advisors, Inc.Investors Capital Corp.04-15-2016
Wendi Chrystina Cowdrey-RagonVoya Financial Advisors, Inc.Investors Capital Corp.02-18-2016
Sheila English JamisonVoya Financial Advisors, Inc.Investors Capital Corp.$5002-11-2016
Nelvine Alfonso OcampoVoya Financial Advisors, Inc.Investors Capital Corp.02-04-2016
Richard John DrewVoya Financial Advisors, Inc.Investors Capital Corp.$1001-05-2016
Brian Charles McAllisterVoya Financial Advisors, Inc.Investors Capital Corp.01-04-2016
Mary Jean RobbinsVoya Financial Advisors, Inc.Investors Capital Corp.11-09-2015
Stephen R VachonVoya Financial Advisors, Inc.Investors Capital Corp.$2511-06-2015
Jeffrey Robert MisholVoya Financial Advisors, Inc.Investors Capital Corp.$1011-04-2015
Maurice Joseph WoodsVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Timothy John O'MalleyVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Werner MaiwaldVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.