Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Richard Joseph Luzzo Jr. | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 08-08-2016 |
| Jane An | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 08-01-2016 |
| Frank Lamar Fleming Jr. | Voya Financial Advisors, Inc. | Investors Capital Corp. | $10 | 07-08-2016 |
| Kathryn Marie Cataldo | Voya Financial Advisors, Inc. | Investors Capital Corp. | $150 | 07-07-2016 |
| Henry Aaron Greenberg | Voya Financial Advisors, Inc. | Investors Capital Corp. | $50 | 07-07-2016 |
| Brian David Pelczarski | Voya Financial Advisors, Inc. | Investors Capital Corp. | $50 | 07-07-2016 |
| Keith Allen Reardon | Voya Financial Advisors, Inc. | Investors Capital Corp. | $10 | 07-07-2016 |
| Kenneth Allen Wood | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 07-07-2016 |
| Joseph Bartolomeo Dalimonte | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 07-07-2016 |
| Henri Louis Rocheleau III | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 07-07-2016 |
| John Richard Vaillancourt | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 06-30-2016 |
| James Joseph Kelble | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 04-15-2016 |
| Brian Charles McAllister | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 01-04-2016 |
| Mary Jean Robbins | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 11-09-2015 |
| Stephen R Vachon | Voya Financial Advisors, Inc. | Investors Capital Corp. | $25 | 11-06-2015 |
| Jeffrey Robert Mishol | Voya Financial Advisors, Inc. | Investors Capital Corp. | $10 | 11-04-2015 |
| Robert A Curtis | Voya Financial Advisors, Inc. | Investors Capital Corp. | $25 | 10-30-2015 |
| Renee Wendy Senes | Voya Financial Advisors, Inc. | Investors Capital Corp. | $10 | 10-30-2015 |
| Werner Maiwald | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| Jacob Eliahu Shulam | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| David Jon Chwalek | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| Ronald George Hoffman | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| Brian D. Day-Lewis | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| Timothy John O'Malley | Voya Financial Advisors, Inc. | Investors Capital Corp. | — | 10-30-2015 |
| Peter James Oldrid | Voya Financial Advisors, Inc. | Investors Capital Corp. | $75 | 08-07-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
