Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mary Elizabeth McClennen-GlicaVoya Financial Advisors, Inc.LPL Financial LLC08-29-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Brenton SmithVoya Financial Advisors, Inc.LPL Financial LLC02-01-2019
John Richard ArnoldVoya Financial Advisors, Inc.LPL Financial LLC$109-18-2018
Debby HupkesVoya Financial Advisors, Inc.LPL Financial LLC$5003-21-2017
Robert LaferriereVoya Financial Advisors, Inc.LPL Financial LLC02-07-2017
Michelle Denise PetersonVoya Financial Advisors, Inc.LPL Financial LLC$3711-15-2016
Gary William BarkmanVoya Financial Advisors, Inc.LPL Financial LLC11-02-2016
Louis Joseph CzerwinskiVoya Financial Advisors, Inc.LPL Financial LLC10-03-2016
Joanna Sammy-SasieneVoya Financial Advisors, Inc.LPL Financial LLC05-11-2016
Richard Joseph TartariniVoya Financial Advisors, Inc.LPL Financial LLC$2503-11-2016
Kenneth Lowell MoranVoya Financial Advisors, Inc.LPL Financial LLC$1002-19-2016
Satyaprasad ChakravarthyVoya Financial Advisors, Inc.LPL Financial LLC10-27-2015
James Jerome SmithVoya Financial Advisors, Inc.LPL Financial LLC09-28-2015
Gregory Daniel LevengoodVoya Financial Advisors, Inc.LPL Financial LLC$5008-07-2015
Lowell Allen NelsonVoya Financial Advisors, Inc.LPL Financial LLC$1002-23-2015
Claiborne Brunot LagroneVoya Financial Advisors, Inc.LPL Financial LLC$1008-15-2014
Timothy E. TarantoVoya Financial Advisors, Inc.LPL Financial LLC08-15-2014
Strawford Hale Dees IVVoya Financial Advisors, Inc.LPL Financial LLC$1508-15-2014
Christopher Thomas RobertsVoya Financial Advisors, Inc.LPL Financial LLC05-01-2014
Sheldon Duane CastleVoya Financial Advisors, Inc.LPL Financial LLC01-02-2014
Ira Robert YermishVoya Financial Advisors, Inc.LPL Financial LLC11-29-2013
Janet Lynn DerrickVoya Financial Advisors, Inc.LPL Financial LLC$2505-23-2013
John Max Henderlite Jr.Voya Financial Advisors, Inc.LPL Financial LLC11-28-2012
Enroy Steven HylesVoya Financial Advisors, Inc.LPL Financial LLC$10007-11-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.