Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ziqin ZhouVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2013
Zena Nailah ChaseVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2012
Tao ChinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2011
Suresh BasnetVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2009
Stephen Ross HutterVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2012
Scott Evan MumaVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-26-2010
Ryan Thomas HollenbachVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-04-2014
Robert Joseph SpierdowisVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-10-2012
Ricardo R. SantosVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-07-2012
Rachel Lee SloanVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-20-2009
Paul Gerard ConlonVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2012
Patrick Stuart GriffinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2011
Patrick S McCuskerVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$7512-12-2011
Nyren John ComptonVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Nathan Andrew BucklesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2012
Nanette Marie WinowieckiVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2014
Nancy Kulik HolsteinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
Michael OnkesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2013
Kyle Alan JarvisVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-17-2017
Kaitlyn Ella IrelandVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2016
Jesse WatersVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-22-2019
James Paul StoesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Frank Junius Smith Sr.Voya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-10-2020
David Robert BakerVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2012
Daniel NaumannVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.