Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyssa Marie PhillipsVoya Financial Advisors, Inc.Voya Financial Partners, LLC06-09-2011
Brian Douglas EmdeVoya Financial Advisors, Inc.Cetera Advisors LLC06-26-2015
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
Bryant Woodrow WestcoatVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Clare Elizabeth SheridanVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.03-02-2018
Ellis Andrew HiltzVoya Financial Advisors, Inc.Park Avenue Securities LLC12-01-2016
Eric Joseph SpoonerVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
Frank Paul Zocco Jr.Voya Financial Advisors, Inc.Cambridge Investment Research, Inc.$5002-20-2018
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Frank PersampieriVoya Financial Advisors, Inc.Crossmark Distributors, Inc.08-20-2019
Gregory Kelly SpringfieldVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.03-18-2014
Joan Gordon Tucker-WhiteVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
John Paul GagliotiVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC01-26-2015
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
Joseph Christopher GallantVoya Financial Advisors, Inc.Oppenheimer & Co. Inc.04-15-2011
Keith WilliamsVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.08-03-2012
Linda Jean LeeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.10-22-2012
Louis Joseph CzerwinskiVoya Financial Advisors, Inc.LPL Financial LLC10-03-2016
Marty BaronVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Maryellen Fenlon GordonVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Nancy Kulik HolsteinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
Robert Arthur GoodenoughVoya Financial Advisors, Inc.Prudential Investment Management Services LLC07-25-2011
Scott Whiteman ReedVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Stefan Nabih SabbaghVoya Financial Advisors, Inc.Voya Financial Partners, LLC12-13-2010
Steven Maynard Moretta Sr.Voya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.