Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce WilliamsonVoya Financial Advisors, Inc.HD Vest Investment Services02-28-2019
Kenneth A. TalentinoVoya Financial Advisors, Inc.Signator Investors, Inc.10-02-2017
Patrick Thomas EnglishVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$19109-08-2016
Richard Joseph Luzzo Jr.Voya Financial Advisors, Inc.Investors Capital Corp.08-08-2016
Kathryn Marie CataldoVoya Financial Advisors, Inc.Investors Capital Corp.$15007-07-2016
Henry Aaron GreenbergVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Brian David PelczarskiVoya Financial Advisors, Inc.Investors Capital Corp.$5007-07-2016
Keith Allen ReardonVoya Financial Advisors, Inc.Investors Capital Corp.$1007-07-2016
Kenneth Allen WoodVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Henri Louis Rocheleau IIIVoya Financial Advisors, Inc.Investors Capital Corp.07-07-2016
Brian C MerrickVoya Financial Advisors, Inc.Voya Financial Partners, LLC07-07-2016
James Joseph KelbleVoya Financial Advisors, Inc.Investors Capital Corp.04-15-2016
Richard Joseph TartariniVoya Financial Advisors, Inc.LPL Financial LLC$2503-11-2016
Kenneth Lowell MoranVoya Financial Advisors, Inc.LPL Financial LLC$5002-19-2016
Charles Stuart AndelmanVoya Financial Advisors, Inc.Signator Investors, Inc.$21302-02-2016
Matthew O'BrienVoya Financial Advisors, Inc.Financial Foundations, Inc.01-29-2016
Brian Charles McAllisterVoya Financial Advisors, Inc.Investors Capital Corp.01-04-2016
Christopher Joseph MuhaVoya Financial Advisors, Inc.Voya Financial Partners, LLC11-12-2015
Mary Jean RobbinsVoya Financial Advisors, Inc.Investors Capital Corp.11-09-2015
Jeffrey Robert MisholVoya Financial Advisors, Inc.Investors Capital Corp.$1011-04-2015
Brian Michael WoodsVoya Financial Advisors, Inc.The Capital Advisory Group Advisory Services, LLC$5010-30-2015
Robert A CurtisVoya Financial Advisors, Inc.Investors Capital Corp.$2510-30-2015
Renee Wendy SenesVoya Financial Advisors, Inc.Investors Capital Corp.$1010-30-2015
Werner MaiwaldVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Jacob Eliahu ShulamVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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