Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Armond Bridgwood JrVoya Financial Advisors, Inc.U.S. Wealth Advisors, LLC.$2502-13-2009
Charles Kalil Erban IIVoya Financial Advisors, Inc.United Planners' Financial Services of America A Limited Partner$5002-19-2009
Paul Nicholas Petronelli JrVoya Financial Advisors, Inc.SagePoint Financial, Inc.02-19-2009
Lisa Ann RobertsVoya Financial Advisors, Inc.Janney Montgomery Scott LLC$5004-07-2009
Scott Evan MumaVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-26-2010
Patrick OShea DriscollVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC05-19-2011
Christopher David CampbellVoya Financial Advisors, Inc.Baystate Wealth Management$2504-29-2013
Anthony LopopoloVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$5002-28-2014
Daniel NaumannVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
Sarah Gardner BartlettVoya Financial Advisors, Inc.Infinex Investments, Inc.10-30-2014
James CrossonVoya Financial Advisors, Inc.Investors Capital Corp.$16703-06-2015
Mark McCormack Gary Guglielmello Eric Riggin Anthony Lopopolo Gary Holland Aaron KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$32305-01-2015
Gary William HollandVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC05-01-2015
Gary Steven GuglielmelloVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$4005-01-2015
Charles Eric RigginVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$4905-01-2015
Mark Patrick MccormackVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$5005-01-2015
Aaron Anthony KohlVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC05-01-2015
Peter OldridVoya Financial Advisors, Inc.Investors Capital Corp.$8008-07-2015
Peter James OldridVoya Financial Advisors, Inc.Investors Capital Corp.08-07-2015
Timothy John OMalleyVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Jacob Eliahu ShulamVoya Financial Advisors, Inc.Investors Capital Corp.$5010-30-2015
David Jon ChwalekVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Brian Michael WoodsVoya Financial Advisors, Inc.The Capital Advisory Group Advisory Services, LLC$6010-30-2015
Renee Wendy SenesVoya Financial Advisors, Inc.Investors Capital Corp.$2510-30-2015
Ronald George HoffmanVoya Financial Advisors, Inc.Investors Capital Corp.10-30-2015
Next Page »

Showing 1 to 25 of 55 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.