Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard M Holmes IIIVoya Financial Advisors, Inc.Walnut Street Securities, Inc.02-09-2009
Brian Douglas LongVoya Financial Advisors, Inc.1st Global Capital Corp.09-15-2009
William Davies WatsonVoya Financial Advisors, Inc.Commonwealth Financial Network05-05-2010
Jeffrey Harrison RankinVoya Financial Advisors, Inc.Voya Financial Partners, LLC$15001-03-2011
Edward Francis Bacher IIIVoya Financial Advisors, Inc.Voya Financial Partners, LLC$10001-03-2011
Karl Boyd RubinVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
James William Siders Jr.Voya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
David Paul CushingVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
Brian William LinkVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
Joseph Bernard Frederick IIVoya Financial Advisors, Inc.Voya Financial Partners, LLC$5001-03-2011
David Bradley RankinVoya Financial Advisors, Inc.Voya Financial Partners, LLC$2501-03-2011
Joanne BrashenVoya Financial Advisors, Inc.Voya Financial Partners, LLC$2501-03-2011
James Edwin BrowningVoya Financial Advisors, Inc.Voya Financial Partners, LLC$2501-03-2011
Thomas Meyers HarrellVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Kenneth Eugene DunlapVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Michael Hansfred ThackerVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
John Francis RoeschVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Arthur David SmithVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Teresa Eileen VondrakVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Daniel L. Jacobs Sr.Voya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Philip Wayne NeibertVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Glenn Richard AlfordVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Randy Allen SharpVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Matthew M. CarterVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Tom Edward LackmanVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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