Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Robert SharkeyVoya Financial Advisors, Inc.Nationwide Securities, LLC10-10-2019
Veronica Ann MaloneVoya Financial Advisors, Inc.Principal Securities, Inc.01-09-2019
John Howard MurrayVoya Financial Advisors, Inc.GWN Securities Inc.04-18-2018
Anthony Paul AgentowiczVoya Financial Advisors, Inc.Horace Mann Investors, Inc.03-23-2018
Dean Edwin FoxVoya Financial Advisors, Inc.Park Avenue Securities LLC05-24-2017
Tracey J. ChildersVoya Financial Advisors, Inc.World Capital Brokerage, Inc.$5001-04-2016
Jane Seiple LeonardVoya Financial Advisors, Inc.Magis Financial Partners10-05-2015
Michael N. PanagisVoya Financial Advisors, Inc.Purshe Kaplan Sterling Investments11-14-2014
Eric Mark MenickellaVoya Financial Advisors, Inc.TFS Securities, Inc.09-09-2014
Patrick Michael GearyVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$2506-06-2014
Sheldon Duane CastleVoya Financial Advisors, Inc.LPL Financial LLC01-02-2014
Stephen Joseph PeifferVoya Financial Advisors, Inc.Voya Financial Partners, LLC$10007-25-2013
Christine Marie BrookinsVoya Financial Advisors, Inc.Principal Securities, Inc.05-14-2013
Nathan Andrew BucklesVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2012
Troy Harvey LandisVoya Financial Advisors, Inc.American Portfolios Financial Services, Inc.09-22-2011
Soumitra Ronny BanerjeeVoya Financial Advisors, Inc.Voya Financial Partners, LLC$2501-03-2011
David Leon ServiceVoya Financial Advisors, Inc.Voya Financial Partners, LLC01-03-2011
Lisa L. Nguyen CambriaVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation01-14-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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