Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Ralph WallVoya Financial Advisors, Inc.Capital Investment Group, Inc.$5006-07-2013
Joseph RincioneVoya Financial Advisors, Inc.LPL Financial LLC06-02-2010
Kevin Michael LinkVoya Financial Advisors, Inc.American General Securities Incorporated04-01-2009
Matthew Kirk BrennemanVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC02-09-2012
Nathan Scott SandersVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-26-2017
Patrick Lee BarnettVoya Financial Advisors, Inc.Cetera Advisor Networks LLC$5002-27-2013
Paul Andrew CallanderVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.02-17-2009
Robert Craig BalmerVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation02-05-2018
Roger Lee SmithVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.05-27-2011
Suzanne Stephens EllisVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC05-26-2017

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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