Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn Elaine GarofaloVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.01-02-2009
Clifford Ira RosnerVoya Financial Advisors, Inc.MML Investors Services, LLC02-03-2009
James Delis Simmons Jr.Voya Financial Advisors, Inc.MetLife Investors Distribution Company08-06-2009
Nancy Bea ChangVoya Financial Advisors, Inc.Wells Fargo Clearing Services, LLC$15010-06-2009
Charles Durham Dodds Jr.Voya Financial Advisors, Inc.Morgan Stanley12-11-2009
Adrian Fernando DoddsVoya Financial Advisors, Inc.Morgan Stanley$5012-11-2009
Ronald Dean HensonVoya Financial Advisors, Inc.MML Investors Services, LLC$10002-26-2010
Kirk Alan AshyVoya Financial Advisors, Inc.Cambridge Investment Research, Inc.05-18-2010
Philip Carl MountVoya Financial Advisors, Inc.UBS Financial Services Inc.07-12-2010
William Melvin TarpleyVoya Financial Advisors, Inc.M Holdings Securities, Inc.08-01-2011
Jose David RicoVoya Financial Advisors, Inc.Symetra Investment Services, Inc.06-06-2012
Forrest Harrison ReedVoya Financial Advisors, Inc.Pruco Securities, LLC.06-25-2012
Bernard Fred Adam IIIVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation01-28-2013
Brett A. PhillipsVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation03-01-2013
Cory Dale SummersVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.04-01-2013
Deborah Jean RauVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.05-22-2014
Denise Greene FrenchVoya Financial Advisors, Inc.Royal Alliance Associates, Inc.01-05-2015
Tiffany Van Cao SidotiVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.01-27-2015
Stanton Howard Dorsett Sr.Voya Financial Advisors, Inc.Royal Alliance Associates, Inc.$5006-10-2015
Terry Glenn MebaneVoya Financial Advisors, Inc.Questar Capital Corporation$5007-08-2015
Angela Nicole BryantVoya Financial Advisors, Inc.Center Street Securities, Inc.09-04-2015
Satyaprasad ChakravarthyVoya Financial Advisors, Inc.LPL Financial LLC10-27-2015
George Clayton CrumeVoya Financial Advisors, Inc.Foresters Equity Services, Inc.02-18-2016
Manuel Alvaro Elvir IIIVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.02-22-2016
Kelly Dewayne TroublefieldVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC04-26-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.