Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| John Frank Galloway | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| David Richard Bowman | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| James Robert McBee | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Michael Lynn Bowden | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Leslie Rodriguez Mangaccat | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Leigh Varner Bloss | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Joel Hernandez | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Joel Suarez | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Gary Craig Boehmer | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Edwin Stephen Fernandez | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Alberto Carlos Villarreal | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Heath William Johnson | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| James E. Gray | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Rolando Javier Guerra | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Jeremy Oliver Joaquin | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Kayla Jean Swenson | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| William Melvin Tarpley | Voya Financial Advisors, Inc. | M Holdings Securities, Inc. | — | 08-01-2011 |
| Bernard Fred Adam III | Voya Financial Advisors, Inc. | Lincoln Financial Securities Corporation | — | 01-28-2013 |
| Brett A. Phillips | Voya Financial Advisors, Inc. | Lincoln Financial Advisors Corporation | — | 03-01-2013 |
| Cory Dale Summers | Voya Financial Advisors, Inc. | Charles Schwab & Co., Inc. | $10 | 04-01-2013 |
| Debra M. White Stephens | Voya Financial Advisors, Inc. | Cetera Advisor Networks LLC | — | 01-02-2015 |
| John Anthony Gutfranski | Voya Financial Advisors, Inc. | Cetera Advisor Networks LLC | — | 01-02-2015 |
| Tiffany Van Cao Sidoti | Voya Financial Advisors, Inc. | VALIC Financial Advisors, Inc. | — | 01-27-2015 |
| Terry Glenn Mebane | Voya Financial Advisors, Inc. | Questar Capital Corporation | $50 | 07-08-2015 |
| William Charles Cornforth | Voya Financial Advisors, Inc. | Voya Retirement Advisors, LLC | — | 08-11-2015 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
