Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Atul Pravin ShrimankarVoya Financial Advisors, Inc.Park Avenue Securities LLC11-08-2012
Bernard Fred Adam IIIVoya Financial Advisors, Inc.Lincoln Financial Securities Corporation01-28-2013
Brett A PhillipsVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation03-01-2013
Cory Dale SummersVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.04-01-2013
Tiffany Van Cao SidotiVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$2501-27-2015
Terry Glenn MebaneVoya Financial Advisors, Inc.Questar Capital Corporation07-08-2015
Angela Nicole BryantVoya Financial Advisors, Inc.Center Street Securities, Inc.09-04-2015
Shawn Ellis QuigginsVoya Financial Advisors, Inc.Equitable Distributors, LLC04-27-2018
James Andrew Rushing JrVoya Financial Advisors, Inc.NYLIFE Securities LLC02-08-2019
Andrew Michael ArringtonVoya Financial Advisors, Inc.TIAA-CREF Individual & Institutional Services, LLC01-23-2020
Alan Preston CanineVoya Financial Advisors, Inc.Hilltop Securities Independent Network Inc.06-04-2020
Leon Arlin HenryVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC$5009-04-2020

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.