Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howard Robert PressmanVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.05-01-2009
Rodney Max ShepherdVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.$2512-01-2011
Donald Louis UngerVoya Financial Advisors, Inc.Investors Security Company, Inc.11-05-2012
Joseph FernandesVoya Financial Advisors, Inc.Securian Financial Services, Inc.09-17-2013
Edward Anthony Kozak JrVoya Financial Advisors, Inc.Woodbury Financial Services, Inc.10-31-2014
Linda Paula ChengVoya Financial Advisors, Inc.Ameriprise Financial Services, LLC02-17-2015
Sarala KattaVoya Financial Advisors, Inc.MetLife Securities Inc.12-01-2015
Frank Richard EmeryVoya Financial Advisors, Inc.SagePoint Financial, Inc.$2504-08-2016
Jennifer Elizabeth Harmon-Von BredowVoya Financial Advisors, Inc.ACI Group11-28-2016
Robert Vincent GiorgiVoya Financial Advisors, Inc.Mutual of Omaha Investor Services, Inc.12-13-2016
Harold Lloyd Lewis JrVoya Financial Advisors, Inc.Securities America, Inc.12-16-2016
Dexter A BurlewVoya Financial Advisors, Inc.Latitude Advisors, LLC11-05-2018
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
Alfredo Griek CalvoVoya Financial Advisors, Inc.GWFS Equities, Inc.$5011-25-2019
Frank Junius Smith SrVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-10-2020

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.